Minneapolis, Minnesota

About this role:

The Wealth and Investment Management (WIM) Chief Administrative Office (CAO) Regulatory Change Management Program team is hiring a Business Execution Consultant.  This team drives the implementation of new and changed state, federal, and international laws and regulations.  We are responsible for assessing, planning, tracking, reporting, and communicating regulatory change efforts that impact all WIM businesses working closely with Compliance, Control, Business SMEs, and Legal to ensure that regulatory compliance date(s) are met. 

In this role, you will:

  • Drive the assessment of regulatory changes in consultation with Business Stakeholders, Compliance, Control Executives, Legal, and other risk functions to determine potential impact to business activities, processes, and systems
  • Drive planning, communicating, and tracking the implementation of new or changed rules and regulations to ensure timely execution in close coordination with Business Stakeholders, Business Control Executives, Independent Risk, Legal, WIM Portfolio Delivery Group
  • Support production and distribution of WIM regulatory change implementation status reporting
  • Support the Quarterly WIM Regulatory Change Management meetings
  • Support WIM Regulatory Change Management Program including the WIM Regulatory Change Management and RCM Self Assurance (SAA) front line procedures, RCM SAA testing, as well as, Audit, T&V, and Compliance Program support
  • Ensuring program compliance with Enterprise Policies (e.g. Regulatory Change Management, Change Management)
  • Organize, facilitate, track activities, and provide status updates and support to senior executives as needed for regulatory related initiatives
  • Coordinate tactical and strategic solutions in response to new initiatives or changes to current regulatory requirements applicable to WIM

Required Qualifications, US:

  • 2+ years of Business Execution, Implementation, or Strategic Planning experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

  • Financial services industry experience with an in-depth knowledge of Wealth and Investment Management
  • Risk and regulatory compliance experience
  • Regulatory change management experience, including providing oversight and support for regulatory projects
  • Experience driving implementation of new and changed state, federal, and international laws and regulations
  • Experience ensuring program compliance with Enterprise Policies.
  • Experience coordinating and implementing new or changed rules and regulations across a line of business to include technology changes, communication, policy changes, and training
  • Leadership and relationship building skills with the ability to engage and influence others towards achieving goals in a changing environment
  • Facilitation skills, including ability to facilitate decision-making and broker agreements amongst diverse, differing, and/or conflicting perspectives/priorities
  • Knowledge, understanding, and experience with project management principles: tracking deliverables and coordinating tasks and activities; managing issues and risks; driving to achievement of objectives
  • Strong organizational, multi-tasking, and prioritizing skills
  • Demonstrated collaboration skills and commitment to working as part of a team
  • Knowledge of relevant financial regulations and understanding of how they are implemented, managed, and enforced

Job Expectations:

  • Hybrid in-office model (minimum of 3 days per week in one of the office locations listed).  Telework or remote work setting is not available

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, age, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Minneapolis, Minnesota

At Wells Fargo, we’ve been proudly supporting military veterans and their families for more than 170 years.

We value the leadership, discipline, and skills you’ve gained through your service to our country and recognize the contributions our veteran team members bring to the table. We’re committed to hiring and retaining military veterans, veterans with disabilities, National Guard, Reservists, and Military Spouses.

As a Wells Fargo employee, you’ll find a work culture that is team-oriented, collaborative, structured, and challenging. We support veterans transitioning from military service with a variety of job options, confidential resources, educational information, and career guidance. You may choose to join our Veteran’s Connection Employee Resource Group, a group of thousands who share an interest in veterans’ matters, and that promotes greater awareness and job development within the veteran community. To learn more about opportunities at our company, please visit wellsfargojobs.com/military. Let’s talk about turning your military experience into a great civilian career.

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