Charlotte, North Carolina

The Financial Control Analyst II plays a key role in the compliance alignment to the United States Sarbanes-Oxley (SOX) Act and audit coordination through continual testing of internal finance controls. This job assists with remediating gaps found through the testing process, while also working with external auditors to ensure the organization is compliant with SOX standards. Under moderate supervision, this job supports various efforts across the finance team, while also providing independent suggestions for potential improvements.

Key Responsibilities and Duties
  • Analyzes the design and operation effectiveness of internal finance controls.
  • Reports findings and/or gaps discovered through finance controls testing to management.
  • Works with internal and external auditors to provide requested information.
  • Partners with process owners to ensure business processes are adequately documented within narratives and flowcharts.
  • Participates with development of remediation plans to address internal control deficiencies and failures arising from finance controls testing process.
  • Prepares control changes including additions, deletions and modifications to ensure the best possible control SOX framework is active within the organization.
  • Assists in the preparation of the annual SOX audit plan based on internal risk assessment processes.
Educational Requirements
  • University (Degree) Preferred
Work Experience
  • 2+ Years Required; 3+ Years Preferred
Physical Requirements
  • Physical Requirements: Sedentary Work
Career Level

  • 2+ years of experience with Financial Analysis, Internal Controls, Audit or Financial Reporting

  • 3+ years of experience with Financial Analysis, Internal Controls, Audit or Financial Reporting
  • CPA/CIA/CISA/CFE or CPA/CIA/CISA/CFE eligible preferred
  • Internal controls experience or audit experience preferred
  • Proficiency with Microsoft Office Products (Excel, Word; Visio preferred)
  • General understanding of financial/operating reporting, auditing concepts and practices
  • Familiarity with SOX requirements and concepts
  • Experience with business intelligence tools (Power BI, Alteryx, Tableau)

Potential Salary: $37.74 USD

Actual base salary may vary based upon, but not limited to, relevant experience, time in role, base salary of internal peers, prior performance, business sector, and geographic location. In addition to base salary, the competitive compensation package may include, depending on the role, participation in an incentive program linked to performance (for example, annual discretionary incentive programs, non-annual sales incentive plans, or other non-annual incentive plans).


Company Overview

As a part of TIAA's Financial Solutions business, TIAA Bank, a division of TIAA, FSB, provides full-service, nationwide banking and lending services to consumer, commercial and institutional clients through a variety of channels, including online, its Florida-based financial centers and at other business offices throughout the country.

COVID-19 Vaccination

TIAA requires all U.S. employees to be fully vaccinated against COVID-19 and provide documentation of full vaccination, unless you qualify for an accommodation as determined by TIAA consistent with applicable law.

Benefits and Total Rewards

The organization is committed to making financial well-being possible for its clients, and is equally committed to the well-being of our associates. That's why we offer a comprehensive Total Rewards package designed to make a positive difference in the lives of our associates and their loved ones. Our benefits include a superior retirement program and highly competitive health, wellness and work life offerings that can help you achieve and maintain your best possible physical, emotional and financial well-being. To learn more about your benefits, please review our Benefits Summary.

Equal Opportunity

We are an Equal Opportunity/Affirmative Action Employer. We consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other protected status.

Read more about the Equal Opportunity Law here.

Accessibility Support

TIAA offers support for those who need assistance with our online application process to provide an equal employment opportunity to all job seekers, including individuals with disabilities.

If you are a U.S. applicant and desire a reasonable accommodation to complete a job application please use one of the below options to contact our accessibility support team:

Phone: (800) 842-2755


Privacy Notices

For residents of California, please click here to access the TIAA CA Applicant Privacy Notice.

For residents of the EU / UK, please click here to access the EU / UK Pre-employment Notice.

For all other residents, click here to access the Applicant Privacy Notice.

Charlotte, North Carolina

Build a career that makes an impact!

From retirement, to asset management, to banking, we have opportunities for you. At TIAA, you’ll do meaningful work helping clients pursue financial well-being. Here, your voice is heard and your ideas are welcome.

Passion for life, meet money for life!

Helping those who help others find confidence in retirement is our mission. Founded 100+ years ago to help teachers retire with dignity, our reach now extends well beyond education. We stand hand-in-hand with 5M+ clients to help fortify their money and ignite their dreams.

At TIAA, we know our people make the difference for our customers. That’s why we offer diverse career opportunities and rich programs and benefits to support their professional and personal needs.

We here at TIAA support our Veterans, and Veteran Spouses by providing a business resource group dedicated specifically for Active Military, Veterans, and their families!


Join a winning team that has been awarded for:

  • Top 50 Companies for Diversity 2020
  • Worlds Most Ethical Companies 2021
  • Best Companies for Latinas 2019
  • 100 Best Companies for Working Mothers 2019
  • Forbes Best Companies for Women 2018



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