Raleigh, North Carolina

Client Onboarding, and Client Lifecycle’s (COLM) Client Due Diligence Services function serves as a business partner, working with clients, and internal business partner, to facilitate all KYC Initial reviews pursuant to CS policies and prescribed requirements imposed by local and global regulators. Role includes: * Verify the identity of prospective new clients across the Global Markets division * Verification should be in accordance with local regulatory and Credit Suisse policies and procedures * Lead a team of Client Onboarding Analysts * Ensure clients are correctly classified as prescribed by CS Policy and Regulatory expectations * KYCD analysts verify that Sanctions, PEP and Adverse Media / Negative News screening has taken place using appropriate systems * Investigating high risk clients and reporting where necessary, including Politically Exposed Persons, and obtaining all necessary documentation to complete the client file; * Responsible for a deep understanding of regulations, policies and procedures; * Providetraining on KYC / AML to Colleagues and other Departments as required *Your future colleagues* The Front Office Global Markets Client on-boarding and Lifecycle management team (COLM) exists to help protect Sales from regulatory risk. The KYCD group helps with the identification of financial crime related risks and adherence with requirements set out by the UK and US regulators in relation to new and existing clients. The group works very closely with Global Client Onboarding (COB), which moves clients from “prospect” to “customer” in the shortest possible time. COLM provides guidance and advice to COB around KYC requirements and financial crime issues liaising with the second line of defense FCC teams. We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values. We are looking for an applicant with proven Knowledge of UK /US regulatory environment and general AML and KYC principles (Preferable) * At least 2 yrs of Leadership experience * Proficient with Excel and PowerPoint skills * Take up specific projects which may rise from time to time * Communicate optimally and efficiently with relevant internal and external parties to obtain KYC documents; * Dedication to fostering an inclusive culture and value diverse perspectives **Job:** **Operations* **Title:** *Team Lead-Client Onboarding #185182* **Location:** *NC-Raleigh* **Requisition ID:** *185182*

Raleigh, North Carolina

Credit Suisse (USA) is one of the top US investment banks, offering advisory services on mergers and acquisitions, raising capital, securities underwriting and trading, research and analytics, and risk management products. Clients include corporations, governments, institutional investors such as hedge funds, and private individuals. The company provides asset management services through Credit Suisse Private Equity; while Credit Suisse Private Banking USA offers wealth services to the rich throughout the country. Credit Suisse (USA) is a wholly owned subsidiary of Swiss banking powerhouse Credit Suisse Group and part of Credit Suisse Americas, which includes North and South America and the Caribbean.

Similar jobs