Capital Markets & Advisory Client Onboarding Junior Analyst#174810 - Military Veterans

at Credit Suisse (usa), Inc.

Raleigh, North Carolina

The main objective of the IBCM On-boarding Team is to provide support to facilitate, risk manage and control the IBCM client onboarding process. And IBCM Bankers generally located in the U.S. and Canada for: On-boarding new clients to the following booking entities: CSSU, NYB, CIB, CSSC and TB and completing KYC Periodic Reviews of Clients. Applicant will work with Financial Crime Compliance to understand the relevant AML / KYC / CID rules. And apply them to the IBCM Division. And ensure high standards of Ethics and Control are maintained during on-boarding processes through enforcement of requirements. * Coordinates the KYC on-boarding process from front to back and communicates the rules to IBCM and provide training to Bankers * Works as a single point of contact for IBCM bankers, providing immediate advice on completing KYC requirements and address any issues that may arise in the onboarding of clients * Assists with ad-hoc/ongoing regulatory projects and improves quality of client static data on CS internal databases * Advise deal teams of deficiencies in paperwork submitted and educating deal teams on the Firm’s KYC obligations; * Collaborate with FCC and other corporate functions to make sure IBCM is fully abreast of current regulatory requirements and is prepared ahead of time for encouraged changes to the KYC process; * Identify and undertake projects to improve the process and application of Credit Suisse Client ID procedures, as and when required, utilizing technology where possible; * Able to interact with members of deal team at all levels and be able to work under specifictimelines; particularly during off hours as we service a 24-hour business. *Your future colleagues* Act 1st line verification of the identity of prospective new clients within the Investment Banking Capital Markets division. We act as a liaison between Banking deal teams and FCC, responsible for the completion of the KYC process and ensuring accurate diligence is completed in line with the KYC guidelines for IBCM clients. We conduct database searches and evaluate results to ensure that new customers are not subject to OFAC or other global sanctions lists. And that the customer and related parties do not present any reputational risk to the Firm. We undertake specific due diligence as required, including but not limited to, Finders/Consultants, Reputation Risk, Politically Exposed Persons (PEPs), Sanctions, Sustainability. We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values. We are looking for an applicant who has completed undergraduate degree, business, accounting or related field preferred. Along with equivalent experience of at least 1-3 years AML/KYC for a Financial institution with due diligence of Investment Banking Capital Markets Clients (Corporate clients, Financial Institutions, Non-Bank Financial Institutions, Hedge Funds, Funds, SPVs); * General understanding of the IBCM business and the products and services it offers (M&A, ECM, DCM, HYCM, Corporate Lending); * Detailed knowledge of the wide range, and complex variety, of fund/corporate structures; * Excellent research and analytical skills. Along with the ability to analyze large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and disposition appropriately * Results oriented teammate with proven interpersonal and verbal/written communication skills; * Ability to work in a close knit team atmosphere but also able to work independently and drive a project when necessary; * Proven experience in leading change across an organization through influence and collaboration, validated leadership skills in a collaborative culture is a plus. * Knowledge of Lexis Nexis, Bloomberg, World Check, Factiva and various Compliance Related Systems * Understands the value of diversity in the workplace and is dedicated to fostering an inclusive culture in all aspects of working life so that people from all backgrounds receive equal treatment, realize their full potential and can bring their full, authentic selves to work **Job:** **Operations* **Title:** *Capital Markets & Advisory Client Onboarding Junior Analyst#174810* **Location:** *NC-Raleigh* **Requisition ID:** *174810*

Raleigh, North Carolina

Credit Suisse (USA) is one of the top US investment banks, offering advisory services on mergers and acquisitions, raising capital, securities underwriting and trading, research and analytics, and risk management products. Clients include corporations, governments, institutional investors such as hedge funds, and private individuals. The company provides asset management services through Credit Suisse Private Equity; while Credit Suisse Private Banking USA offers wealth services to the rich throughout the country. Credit Suisse (USA) is a wholly owned subsidiary of Swiss banking powerhouse Credit Suisse Group and part of Credit Suisse Americas, which includes North and South America and the Caribbean.

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